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01 · HeadlineCompliance & regulatory

Ten regimes. Every rule. Every cycle.

The frameworks your licences answer to, encoded once and applied to your live environment continuously, so a breach surfaces as a finding you can contain, not as a letter from the regulator.

10
regulatory regimes encoded
100%
of symbols & groups checked each cycle
Days
the self-report clock you're racing
02The regimes

Encoded once. Watching always.

Every applicable rule-set runs against your environment automatically, no analyst remembering to check before an audit.

ASICFCAESMACySECMASJFSACFTCDFSASCASCB
03What we validate

The rules that become reportable breaches.

Shown in a private walkthrough

The full set of checks we run against each regime.

Exactly which rules we validate, per jurisdiction and per group, is walked through with qualified brokers in a confidential session, against their own environment.

Book a walkthrough
04The self-report clock

The moment a breach exists, a clock starts.

Under every major framework, a material breach you discover must be self-reported inside a fixed window. The obligation isn't optional. The only variable is timing.

Find it first and you report it identified, contained, remediated. Find it second and you're explaining months of undetected client impact to someone who already knows the answer.

  • Findings timestamped from first detection
  • Severity-ranked so the reportable ones surface first
  • A defensible record of when you knew and what you did
  • Continuous, not a 90-day-blind quarterly audit
05Common questions

Compliance, answered plainly.

No. It's the instrument your compliance team has never had, continuous, independent surveillance that surfaces issues for them to act on. We find it; your team decides and reports.

Your vendor reports on its own platform and has every incentive to show it working. We're independent, read-only, and our only job is to find what drifted, including things a vendor wouldn't flag.

Every applicable rule-set runs in parallel against the relevant books and groups. A single environment can be checked against ASIC, FCA, CySEC and more in the same cycle.

Yes. Every finding is timestamped from first detection and retained as a tamper-evident record, the defensible trail you want when a regulator asks how a breach was handled.

01 · Headline capabilityCompliance & regulatory

Ten regimes. Every rule. Every cycle.

The frameworks your licences answer to, encoded once and applied to your live environment continuously, so a breach surfaces as a finding you can contain, not as a letter from the regulator.

10
regulatory regimes encoded
100%
of symbols & groups checked each cycle
Days
the self-report clock you're racing
02The regimes

Encoded once. Watching always.

Whether you hold one licence or ten, every applicable rule-set runs against your environment automatically, no analyst remembering to check before an audit.

ASIC
Australia
FCA
United Kingdom
ESMA
European Union
CySEC
Cyprus
MAS
Singapore
JFSA
Japan
CFTC
United States
DFSA
Dubai
SCA
UAE
SCB
Bahamas
03What we validate

The rules that become reportable breaches.

Every applicable regime is applied to your live environment automatically. The specific checks we run are walked through privately.

Shown in a private walkthrough

The full set of checks we run against each regime.

Exactly which rules we validate, per jurisdiction and per group, is something we walk qualified brokers through in a confidential session, against their own environment.

Book a walkthrough
04The self-report clock

The moment a breach exists, a clock starts.

Under every major framework, a material breach you discover must be self-reported inside a fixed window. The obligation isn't optional. The only variable is timing.

Find it first and you report it identified, contained, remediated (a brokerage in control). Find it second and you're explaining months of undetected client impact to someone who already knows the answer.

  • Findings timestamped from first detection
  • Severity-ranked so the reportable ones surface first
  • A defensible record of when you knew and what you did
  • Continuous, not a 90-day-blind quarterly audit
FINDING · MT4-LIVE-02CRITICAL
GER40 · leverage
1:50vs 1:20 cap
Retail group leverage exceeding the ESMA-mandated cap after a group template was cloned from a professional book.
Client specifics redacted for confidentiality
RegimeESMA
Clients218
StatusReportable
05Common questions

Compliance, answered plainly.

No. It’s the instrument your compliance team has never had, continuous, independent surveillance that surfaces issues for them to act on. We find it; your team decides and reports.

Your vendor reports on its own platform and has every incentive to show it working. We’re independent, read-only, and our only job is to find what drifted, including things a vendor wouldn’t flag.

Every applicable rule-set runs in parallel against the relevant books and groups. A single environment can be checked against ASIC, FCA, CySEC and more in the same cycle.

Yes. Every finding is timestamped from first detection and retained as a tamper-evident record, the defensible trail you want when a regulator asks how a breach was handled.

Book a demo

See what's hiding in your environment.

In 30 minutes we'll surface exactly what's been drifting inside your MT4 and MT5 servers, using your data, your servers, your symbols.

Or email info@brokerintelligence.io